| The Middle Grades:
Putting All Students on Track for College
By Sharon J. Camblin*
April 2003
Introduction
Adults often ask adolescents what they want to be when they grow
up. While the question may be innocuous on the part of teachers and parents,
when students begin to think about specific occupations and education requirements
is critical. The middle grades, those enrolling 10- to 14-year-old students,
have an important relationship to college access. The middle grades are
when students, families, and school personnel begin to address career aspirations,
academic preparation, and college information.
The challenge is how to help all students develop the aspirations and skills
to be successful in postsecondary settings. Underserved students (low-income,
underrepresented minority, or first generation to attend college) simply
do not enroll in postsecondary programs or complete college at the same
rate as their white, middle- or upper-income peers. Research evidence suggests
that this discrepancy is due in large part to the lack of opportunity for
underserved students beginning in middle school (Riley, 1997; Valentine,
Clark, Hackmann, & Petzko, 2003). Middle grades educators must
become engaged in the discussion of how college access differs for students
and involved in making the changes needed to guarantee each child equal
postsecondary opportunities and choices. Closing the gap will require middle
schools to use the most effective practices for all students, focus on interventions
specific to underserved students, and develop the capacity to do both.
The focus of this briefing paper is to help middle grades principals and
teachers close the opportunity gap for underserved students. The paper provides
a) reasons the middle grades are so critical to postsecondary preparation,
b) background on the opportunity gap that exists for underserved
students, c) examples of effective practices and what works, and d) recommendations
for building school capacity to increase student performance for college
access.
A Critical Relationship
The middle grades have a critical impact on the postsecondary
success of students because it is here that two factors collide. The middle
grades are the intersection of students’ needs to “get on
track” for college and to determine what they will be like as adults.
For white, middle- and upper-income students, this collision most often
results in a sudden focus on college opportunities. For underserved students,
the collision is more challenging. The decisions made during this time
have lifelong consequences about how these students see themselves as
learners, engage with learning, and set their goals.
The choice to go to college is a three-stage developmental process that
includes predisposition, searching, and choosing. These stages begin as
early as the 7th grade. According to Cabrera, La Nasa, and Burkum (2001),
most 9th graders have already developed both occupational and educational
aspirations. Each stage has particular cognitive and affective outcomes
that cumulatively prepare students to make certain decisions regarding
their college education. Each stage interacts with the previous stage
in subtle and complex ways.
Most closely associated with the middle grades is the predisposition stage,
which is when students develop their occupational and educational aspirations.
A challenge for parents and school personnel is to help students see the
connection between thinking they want to go to college and learning how
to prepare for college entrance. The ages between 10 and 14 are most commonly
when students engage or disengage from school and learning. The transition
to middle school has been associated with a decline in academic achievement,
performance motivation, and self-perception (National
Middle School Association [NMSA], 2002). The middle grades classroom influences
whether
students see themselves as smart and worthy of taking challenging courses
in high school. As they develop an adult self-concept, self-esteem, and
racial identity, students make decisions about how academic achievement,
certain careers, and college fit into this self-perception.
Research statistics suggest that middle grades students often think about
going to college but fail to plan or obtain support for the intermediate
steps (Cabrera, La Nasa, & Burkum, 2001; National
Center for Education Statistics [NCES], 1994). The tragedy is that the
failure at an early age to develop a plan for approaching college has
dramatic impact on what actually happens to students, especially those
considered underserved. Students who focus on going to college during
the middle grades are far more successful at actually attending college
despite other challenges (Cabrera, La Nasa, & Burkum, 2001). These
students plan their secondary schooling around appropriate course selections
and extracurricular activities. They become interested in maintaining
good academic performance. In addition, their families become involved
in securing information about ways to finance a college education and
most often begin saving for the expense.
The Opportunity Gap for Underserved
Students
Rothman (2001/2002) suggests that there is an opportunity
gap for underserved students that explains their lower college enrollment
rates. Through no fault of their own, undeserved students are often deprived
of the opportunity to prepare and plan for college. Underserved students
are taught different curricula at different levels of rigor, experience
cultural stereotyping, and are underrepresented in academically rigorous
courses (Silver, 2000). Other deprivations include lower teacher expectations,
less effective instructional strategies, less counseling contact, and
fewer college preparatory classes.
The irony of the preparation gap is that when underserved students have
the necessary academic skills, they can perform admirably in even the
most demanding collegiate environments. When minority students take upper-level
math and science classes in high school, for instance, they can be successful
in college despite all other challenges. According to a summary report
of educational equity and reform between 1990 and 2000 (College Board,
2000), low-income and minority students who master algebra and geometry
and have expectations to go to college actually enroll in college at the
same rate as their non-minority peers with those same academic experiences.
They also succeed at about the same rate.
Lower Teacher
Expectations
There is a contrast between student and family plans for college and teacher
perspectives on student achievement. A recent poll conducted by Harris
Interactive (2001) reports that while 71% of students say they plan to
attend a four-year college, 51% of their parents and only 32% of their
teachers believe they will actually go. Even more significant is that
just 28% of teachers surveyed see going to college as a goal for students
in their own classrooms.
Particularly at the middle grades, it is critical to consider the attitudes
students develop toward academic achievement. Whether because of limited
professional training or personal disposition, teachers who lack high
expectations for student learning have a dramatic impact on underserved
students. Based on their own beliefs about race, ethnicity, and socioeconomic
background, educators make judgments about students’ ability to
learn, interest in learning, and chances for success in college and beyond.
It is important to look at whether students do not succeed because their
teachers do not expect them to, convincing them not to try hard in school
and closing doors to those students’ futures (George & Aronson,
2003; Rothman, 2001/2002).
Even when underserved students have high expectations for themselves after
high school, they can develop a discrepancy between their achievement
attitudes and their achievement behaviors. Underserved students who hold
positive attitudes toward academic achievement, but who are not supported
by the school structures or teachers, often develop what only seem
to be poor attitudes (Ford, 1995). The result? An inconsistency between
a student wanting to be academically successful and actually putting forth
the effort to be successful.
Less Effective
Instructional Strategies
The lack of opportunity for underserved students to become ready for college
is linked to how schools group students and provide instruction. The practices
of academic tracking or ability grouping show devastating effects on underserved
students. Assignment to different tracks affects the way students view
themselves and influences the amount of effort they put into their schoolwork,
the way they behave in class, and the extent of their achievement (Hoffer,
1993; Oakes, 1995; Tucker & Codding, 1998). Underserved students are
overrepresented in lower tracks.
The tragedy of tracking is that less-experienced teachers who have fewer
resources frequently teach lower-track classes. The instructional strategies
are less research-based and less effective in achieving academic excellence.
In the area of reading at the middle grades, for example, research indicates
that the amount of instructional time spent on teaching students how effective
readers make meaning of texts has a significant impact on student achievement.
Teachers in high-poverty schools spend 39% of their time on reading skills,
compared to 55% in more affluent schools (NCES, 1994). Higher-track classes
use different kinds of instruction with more emphasis on inquiry methods,
problem solving, and small group work. Instruction tends to engage students
more directly in their learning and includes working in groups. The lower-track
classes are dominated by instructional strategies that are passive; students
do lots of worksheets and tend to work alone (Hoffer, 1993; O’Neil,
1992; Valentine, Clark, Hackmann, & Petzko, 2003).
Less Counseling
Contact
Adding to the lack of opportunities for students is the lack of academic
counseling that would
provide information about college preparation coursework. Low-performing
students who need
assistance in developing educational goals are the least likely to have
received such help. High-
performing students are much more likely to report that they talked with
counselors several times about which classes to take when they reach high
school. These students are also much more likely to report that they intend
to complete college (Cooney, 2000).
Fewer College Preparatory Classes
The underserved student has greater transition issues into high school
and enrolls in fewer college-track courses. In a five-year study of urban
middle schools, Balfanz and MacIver (2000) found that poor educational
experiences in many of these schools contribute to the inability of nearly
half of these students to make a successful transition into high school.
And though the research is clear that high school students who take algebra,
geometry, and other rigorous mathematics courses are more likely to go
on to college, low-income and minority students are far less likely to
be enrolled in such courses than other students (Berkner & Chavez,
1997; Riley, 1997). In addition, although 71% of the students who take
geometry go on to college (compared to 25% who do not take geometry),
only 46% of low-income students take a geometry course (Riley, 1997).
The end result is that underserved students take fewer steps in high school
to prepare for college and enroll in college at much lower levels.
Effective Practices – What Works
All middle grades educators face the
challenge of changing what they teach, when they teach it, and how they
teach it in order to increase student achievement (Cooney, 2000). The
good news is that middle schools have already identified many of the practices
and strategies that can benefit all students, including linguistically
or culturally different and first generation college-going students.
Support for All Students
Several national groups have taken on the task of developing standards
for and descriptions of
middle grades practices that meet the needs of the early adolescent. The
National Forum to Accelerate Middle-Grades Reform (1997), for example,
proposes that components of effective middle schools include academic
excellence, developmental responsiveness, and social equity. Such high-performing
schools are focused on keeping all students’ future options open.
Teachers are expected to work to educate every child well and to overcome
systematic variation in resources and outcomes related to race, class,
gender, and ability.
Similarly, the NMSA (1995) and others (Valentine, Clark, Hackmann, &
Petzko, 2003) have identified a number of characteristics of exemplary
middle schools such as interdisciplinary teaching, small group advisory
programs, and varied instructional techniques focused on active engagement,
exploratory programs, and transition programs. Exemplary practices converge
on developing and keeping a positive school culture, assigning adult advocates
for every student, building family and community partnerships, setting
high expectations for all, and creating and maintaining a shared vision
with educators committed to and knowledgeable about adolescents. Students
who do make successful transitions to high school most often stay for
several years in middle school with a small team of teachers who provide
learning opportunities centered on hands-on, life-related enrichment activities,
integrated instruction, and cooperative learning groups (Mizelle, 1995).
Middle schools have also begun to develop the capacity to structure the
counselor’s time and the
students’ opportunity to talk with a trained adult who has the skill
to help them extend their aspirations for college and develop a plan to
achieve that goal. In addition to the one-on-one time, schools are striving
to involve parents by providing timely information about careers, college-preparatory
classes, and expectations for the transition into high school and beyond.
One support for the middle grades counselor is an effective advisory program
in which students can develop close, trusting relationships with other
supportive adults and increase engagement with learning and feelings of
positive self-esteem and belonging. Effective advisory programs increase
student achievement, promote student-teacher relationships, address general
self-esteem and confidence beliefs, link parents with the school, and
mediate between academic and social concerns (Cooney, 2000; NMSA, 1995).
All of the research on middle schools points to the need for special attention
to the transition into high school. Evidence has shown that transitional
discontinuity can have a negative impact on
student academic performance (Rice, 1997). The attributes of successful
transition programs into and out of the middle school include being sensitive
to the anxieties accompanying a move to a new school setting, acknowledging
the importance of parents and teachers as partners in this effort, and
recognizing that becoming comfortable in a new school setting is an ongoing
process, not a single event, and uses different articulation activities.
Successful transition programs provide ongoing information about the new
school, new programs, and new expectations and offer social support during
the transition (Mizelle & Irvin, 2000; National Association of Elementary
School Principals [NAESP], 1992).
Interventions
for the Underserved Student
First and foremost, teachers need to understand and act on the premise
that they control the teaching practices and learning experiences that
improve student achievement. They need to believe that they can help students
overcome the negative effects of poverty and other conditions beyond teachers’
and students’ control (Cooney, 2000). Specific interventions will
be needed to provide the kinds of preparation and information that will
help students become ready for college. These interventions include changing
instructional structures and strategies, incorporating linguistic and
cultural materials into existing curricula, expanding support programs,
and helping parents.
Changing Instructional Structures and Strategies
In high-performing middle schools that serve underserved students, there
are clear standards and high expectations, challenging learning opportunities,
and a climate of encouragement. Teachers indicate to students the amount
and quality of work needed to earn a high grade. Instructional time for
math and reading is increased. Highly qualified teachers use instructional
strategies focused on making a difference in student learning, including
inquiry-based learning, examples and problems that have real-world value,
interdisciplinary teaming, and exploratory programs. Small groups and
supportive adults are available to monitor individual student progress
and provide extra support to students when needed. Perhaps most importantly,
students have early positive contact with counselors, teachers, and the
school principal, who provide motivation and encouragement for them to
attend college (Cooney, 2000; Gay, 1999; George & Aronson, 2003; Krovetz,
1999; National Forum to Accelerate Middle-Grades Reform, 1997; NMSA, 2002;
Robles-Delaney, 2001).
Incorporating Linguistic and Cultural Materials
Into Existing Curricula
Linguistically and culturally diverse students can achieve academic success
when the materials used in their classrooms directly link their cultural
experience to their learning and reflect the local values and traditions
in the classroom environment. To foster success for diverse learners,
culturally relevant materials need to include formal curriculum materials,
informal classroom materials, and classroom interactions (Camblin &
Barlow, 2002). Learning is contextualized because it makes connections
with the home culture, scaffolds the learners’ prior knowledge,
and individualizes instruction, which in turn builds on the students’
experiences and learning styles. The creation of cultural capital allows
students to feel valued in the school environment. The use of culturally
relevant materials to increase student achievement penetrates the inner
core of the teaching and learning processes, as well as the lives of students
(Gay, 1999).
Success with diverse learners requires teachers to have some understanding
of culturally determined references for thinking and interacting. Social
support is based on an understanding of culture and respect, as well as
exposing all students to a high-achieving peer group of various races
(Garcia, 1991; Gay, 1999; Nelson-Barber, 1999; Pavel, Reyhner, Avison,
Obester, & Sayer, 2002; Pena, 1997; Robles-Delaney, 2001; Trueba &
Bartolome, 1997).
Expanding Support Programs
Middle schools need to take a hard look at the inclusion of college outreach
and enrichment
programs during and after the school day. To provide informational outreach,
career-based outreach, and academic support, middle schools must develop
the capacity to build partnerships with community organizations and postsecondary
institutions to intervene on behalf of the underserved student. Researchers
and practitioners for the most part agree that outreach efforts that increase
students’ aspirations, expose them to the rigors of college at an
early age, and provide interventions aimed at improving their academic
performance are instrumental in illuminating and overcoming the barriers
to equitable opportunity for higher education. Effective programs are
represented by 10 principles of practice: 1) setting high standards for
program staff and students, 2) providing personalized attention to each
student, 3) providing adult role models, 4) facilitating peer support,
5) integrating the
program with the school, 6) providing strategically timed interventions,
7) starting early and making long-term investments in students, 8) providing
students with a bridge between school and society, 9) providing scholarship
assistance, and 10) designing evaluations that contribute to the overall
results of the interventions (Gullatt & Jan, 2002).
Helping Underserved Parents
There is also a critical need to support parents who are poor, less educated,
and less knowledgeable about how the education system works so that children
can gain access to and be successful in college. Schools that recognize
the need to support parents provide opportunities that encourage participation
in school activities and include parent education programs. There is a
sensitivity among staff members to different cultures and a real attempt
to bridge cultural understandings, lessening the need for students to
negotiate between different cultural contexts. These schools see the family
as a support and make attempts to reinforce education at home (Cabrera,
La Nasa, & Burkum, 2001; Gandara, 2000; Robles-Delaney, 2001).
When families and parents are seen by the schools as having cultural capital
or the ability to contribute in a positive way to their children’s
education, students are much more likely to be successful. To better understand
students’ families, schools need to develop a framework that integrates
class, race, culture, and gender in a more holistic view of various familial
experiences (Robles-Delaney, 2001). In this way, students have less need
to negotiate between two different cultural contexts. Viewing the family
as a source of support and building on their interest in school and their
desire to see their children succeed could make all the difference.
Other steps schools need to take include reinforcing home literacy experiences
and involving parents in middle school student activities. Additionally,
providing information on college access, especially financial information,
is critical to the support families can offer their children. Cabrera,
La Nasa, and Burkum (2001) contend that saving for college when their
children are still in the middle grades is a key expression of parental
encouragement for their children to aspire to college.
Building School Capacity
Increased capacity in the middle school
has the potential for personalizing instruction, increasing
student support and student achievement, and eliminating biases in relation
to low-income, underrepresented minority, and first generation college-going
students. What increase in capacity do middle schools need to meet this
challenge, and how do they build this capacity?
Increased Capacity Needed
Capacity relates to what is required for any particular organization to
achieve its purposes effectively, efficiently, and sustainably (Hilderbrand
& Grindle, 1994; Massell, 1998). The traditional definition of school
capacity has been the knowledge and skills held by teachers and staff.
Today, school capacity is the wherewithal needed to translate vision and
high standards into effective instruction and strong student performance.
It can also be the collective power of the full staff to improve student
achievement (Massell, 1998; Newmann, King, & Youngs, 2001).
Capable schools are those that can not only perform core functions such
as classroom management or math instruction well but that also can solve
problems, define and achieve specific objectives, and understand and deal
with their own development needs in a broad context over a longer period
of time (Cohen & Ball, 1999). School capacity is not a passive state,
but part of an active process. The increased capacity that middle schools
need to develop are the abilities to:
- think systemically, creating organizational knowledge and focus;
- reflect on their own beliefs so that they can evaluate teaching practices;
- see instruction as the interaction among teachers, students, activities,
and educational materials; and
- be inclusive in the classroom, school, and local community.
Building This Capacity
Efforts to strengthen capacity have focused on “getting the job
done” or implementing new programs rather than on building the sustained
ability to carry out interventions or strategies over a long period of
time. Educators and the public have emphasized what to change rather than
how to change.
Policymakers and policy analysts have begun to discuss and implement capacity-building
strategies. This implies the development of coordinated and interdependent
activities and calls attention to a broad array of actions and processes
required for sustained development (Rickett, 2000). Capacity-building
strategies are based on the systemic theory that within the school and
its larger environment there is an interdependence of the school, students,
teachers, and parents that creates sustainable change.
Capacity building for the purpose of increasing college aspirations and
academic preparedness for middle schools is based on three actions: focusing
on P-16 alignment and program coherence,
providing collaborative structures, and supporting professional development.
To increase their capacity to serve all students, middle schools are strongly
encouraged to do the following:
- Focus on program coherence and a P-16 alignment of standards, curriculum
materials, assessments, and instructional strategies. Improved capacity
depends on affecting the ways in which teachers and students understand
and influence one another and make use of materials (Cohen & Ball,
1999).
- Focus on the environment for the teachers as well as the students.
This includes working to create high levels of trust across the staff
and providing structures for collaboration such as teacher teams and
common planning (Trimble, 2003).
- Establish an ongoing professional development program focused on high
achievement for
students and a sense of community for the entire school. Provide teachers
with technical assistance and coaching in early adolescent and effective
middle school practices. Use facilitators to build internal capacity
and a greater sense of personal mastery, confidence, and ownership (Moffett,
2000). The level of professional development should be greater than
16 hours annually (Cooney, 2000).
Conclusion
Should middle grades educators be concerned about preparing students for
postsecondary opportunities? The unequivocal answer is yes! No level of
education is exempt from scrutiny with regard to college access nor is
any level excluded from addressing the differences in preparation for
college between low-income, underrepresented minority, and first generation
college-going students and their white, middle- or upper-income peers.
The investigation of the causes of an opportunity gap is nowhere more
important than at the middle school, when students begin to develop college
aspirations. Closing the gap for students will depend on abilities of
the middle schools to adopt effective practices for all students, provide
specific interventions for underserved students, and build increased school
capacity.
What would this look like in a school setting? Imagine two middle schools.
Both have hardworking teachers and principals who want their students
to be successful. Both schools are actively involved in reform efforts.
Unfortunately, the first school has not yet developed a common vision
for meaningful learning in the middle grades. Expectations for student
learning are low, and teachers are unsure of which instructional strategies
make a difference. Only some students are slated for or registered in
upper-level classes in high school.
In contrast, the second school regularly reflects on what the staff believes
about learning and evaluates the instructional strategies in terms of
success for all students. High expectations are held for all students.
Grouping and instructional practices are based on equity and provide challenging
content and upper-level skills for all students. Both academic and social
support are given so that students develop personal and academic goals
and plans.
The first school describes many middle schools that are challenged by
a lack of capacity to meet the needs of all students for a successful
transition into high school and on to college. While the desire to serve
students may exist, until these schools develop new capacity, there will
continue to be an opportunity gap for underserved students.
The second school, described in the chart on page 9, develops processes
focused on what is required to achieve its goals effectively, efficiently,
and sustainably. Developing the capacity to ensure college access for
all students, this school is able to translate a vision of the school
and standards for student learning into effective instruction and high
achievement for all students. The people who work there demonstrate sustained
organizational change and learning, personalization, and increased student
support. Racial, class, and gender biases are almost non-existent in terms
of student achievement. As they leave for high school, all students are
on the college track.
| The
Middle School |
Putting
All Students on Track for College |
| Student experiences |
- Focus on the needs of early adolescents
- Hold high expectations for all students
- Provide challenging coursework and curriculum for all students
|
| School practices and strategies for
all students |
- Utilize small teams of teachers
- Practice interdisciplinary teaching
- Recommend academic counselors and advisory programs
- Vary instructional techniques: hands-on, life-related, enrichment
activities, integrated instruction, and cooperative learning
|
| Interventions for the underserved
student |
- Emphasize all instructional strategies, especially
small groups and supportive adults
- Use linguistic and cultural materials that link the home and
school
- Expand support programs
Provide help for parents
|
| Increased school capacity |
- Think systemically, creating school-wide knowledge and focus
- Reflect on beliefs and evaluate teaching practices
- See learning as the interaction among teachers, students, activities,
and educational materials
- Be inclusive of all students and families – in the classroom
and in the school
|
The author would like to thank the
following people for their assistance with this paper. Concept development
reviewers: Dr. Michael Pavel (Eastern Washington University), Dr. Gilberto
Conchas (Harvard University), and members of the NASSP Middle School Task
Force. Draft paper reviewers: Ms. Rosa Aronson (NASSP), Dr. Tom Barlow
(PREL), Ms. Monica Martinez (IEL), and Ms. Shayna Klopott (IEL). Editors:
Dr. Darcy Bradley (Richard C. Owen Publishers) and Ms. Jennifer Harada
(PREL).
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* Dr. Sharon J. Camblin is a Special Projects
Coordinator with PREL, supporting its work with the Pathways to College
Network.
This product was supported in part by awards from the U.S. Department of
Education (U.S. ED) and other federal agencies. The content does not necessarily
reflect the views of the U.S. ED or any other agency of the U.S. government.
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